Securities and Exchange Commission Agenda
Dan Gallagher talked about his views on financial regulation and the Securities and Exchange Commission’s 2013 agenda. He said he was concerned about the shortfalls of the Dodd-Frank financi…
367 viewsDan Gallagher talked about his views on financial regulation and the Securities and Exchange Commission’s 2013 agenda. He said he was concerned about the shortfalls of the Dodd-Frank financi…
367 viewsGary Gensler spoke about derivatives trading and his perspective as one of the primary regulators in charge of implementing the derivatives title included in the Dodd-Frank Wall Street Refor…
719 viewsFormer SEC Chair Harvey Pitt delivered the keynote address at the U.S. Chamber of Commerce Center for Capital Markets Competitiveness Conference on money market mutual funds. He talked about…
184 viewsLinda Thomsen talked about the regulation of capital markets. She argued that fair and vigorous enforcement of laws regulating trading is essential to the integrity of the financial markets.…
151 viewsRobert Greifeld delivered the keynote address on a ‘new world order’ for capital markets and the various ways consolidation, regulation, and technology are reshaping exchanges worldwide. He …
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