345Jan 16, 2013
Securities and Exchange Commission Agenda
Dan Gallagher talked about his views on financial regulation and the Securities and Exchange Commission’s 2013 agenda. He said he was concerned about the shortfalls of the Dodd-Frank ...
479Sep 21, 2010
Over the Counter Derivatives Reform
Gary Gensler spoke about derivatives trading and his perspective as one of the primary regulators in charge of implementing the derivatives title included in the Dodd-Frank Wall Street Reform and ...
51May 19, 2009
Former SEC Chair Harvey Pitt delivered the keynote address at the U.S. Chamber of Commerce Center for Capital Markets Competitiveness Conference on money market mutual funds. He talked about ...
43Mar 26, 2008
Capital Markets Outlook
Robert Greifeld delivered the keynote address on a ‘new world order’ for capital markets and the various ways consolidation, regulation, and technology are reshaping exchanges ...
70Mar 26, 2008
Regulation of Capital Markets
Linda Thomsen talked about the regulation of capital markets. She argued that fair and vigorous enforcement of laws regulating trading is essential to the integrity of the financial ...