Investment Securities Fraud
Witnesses testified about investment practices and alleged criminal fraud by Madoff Investment Securities. They focused on operating procedures used by the firm, the performance of federal r…
1,148 viewsWitnesses testified about investment practices and alleged criminal fraud by Madoff Investment Securities. They focused on operating procedures used by the firm, the performance of federal r…
1,148 viewsThe U.S. Securities and Exchange Commission held its third annual Seniors Summit on tips and information to help senior investors ensure their money is protected and used as desired after re…
196 viewsLinda Thomsen talked about the regulation of capital markets. She argued that fair and vigorous enforcement of laws regulating trading is essential to the integrity of the financial markets.…
151 viewsThe Senate Committee on the Judiciary held a hearing on enforcement of criminal insider trading and hedge fund activity. The hearings focused on whistle-blowing protections and Gary Aguirre’…
709 viewsThe Senate Finance Committee held a hearing on executive compensation. Among the issues addressed were backdating of stock options and tax treatment of executive compensation, retirement and…
305 viewsThe Securities and Exchange Commission held a summit to examine possible policies to protect older Americans from investment fraud and abusive sales practices. Among the topics they addresse…
156 viewsOfficials released a report of a special examination of Fannie Mae and answered questions from reporters about the content of the report. The also announced a settlement with Fannie Mae that…
208 views