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November 6, 2003

Mutual Fund Abuses

Witnesses testified about mutual fund trading practices and charges of abuse and fraud in the industry. Among the issues they addressed were… read more

Witnesses testified about mutual fund trading practices and charges of abuse and fraud in the industry. Among the issues they addressed were the practice of late and stale trading, the status of investigations into criminal activities, and enforcement of regulations on trading practices. close

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Richard H. Baker U.S. Representative [R] Louisiana
William F. Galvin Secretary of State Massachusetts

Charles Leven Vice President AARP->Board of Directors
Mary L. Schapiro Vice Chair National Association of Securities Dealers
Eric Zitzewitz Professor Stanford University->School of Business

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House Financial Services Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

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Program ID:: 178996-1
Category:: House Committee
Format:: House Committee
Location:: Washington, District of Columbia, United States
First Aired:: Nov 07, 2003 | 3:05pm EST | C-SPAN 1
Last Aired:: Nov 12, 2003 | 5:08pm EST | C-SPAN 3

Airing Details

Nov 07, 2003 | 3:05pm EST | C-SPAN 1
Nov 10, 2003 | 10:26pm EST | C-SPAN 2
Nov 11, 2003 | 1:57am EST | C-SPAN 2
Nov 12, 2003 | 5:08pm EST | C-SPAN 3

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