Mutual Fund Abuses

Nov 3, 2003


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U.S. Senate | Governmental Affairs Senate Committee Governmental Affairs | Financial Management and Budget

Witnesses testified about allegations of criminal activity by mutual fund managers involving illegal trading practices such as late trading and stale trading of mutual fund holdings to those inside the industry. They also .. Read More
Witnesses testified about allegations of criminal activity by mutual fund managers involving illegal trading practices such as late trading and stale trading of mutual fund holdings to those inside the industry. They also talked about enforcement measures and potential legal actions against mutual fund managers.

3 hours, 20 minutes | 42 Views

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  • Baker, Richard H.
  • Bogle, John C.
  • Bullard, Mercer
  • Cutler, Stephen M.
  • Fink, Matthew
  • Galvin, William F.
  • Roye, Paul
  • Schapiro, Mary L.
  • Spitzer, Eliot
  • Unidentified Speaker,
  • Fitzgerald, Peter